Management Buyouts (MBOs) involve a company’s management team acquiring controlling shares. It’s a strategic move in corporate restructuring.

As per the Securities and Exchange Commission’s (SEC) rules, the following documents are required for the exercise of management buyout as a corporate restructuring option:

– A resolution from the company’s shareholders approving the MBO.

– A resolution from the management team to undertake the MBO.

Necessary documents like the certificate of incorporation, memorandum and articles of association, prospectus, and sale agreement must be submitted.

– Additional documents as required by the SEC.

Compliance at all stages is key to a successful Management Buyout.

Are you planning a MBO or involved in corporate restructuring?

Reach out for expert legal guidance and ensure your Management Buyout is compliant and successful.